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Second case filed against Promontory Financial Group, LLC

On November 4, 2014, we filed a Complaint in district court against Promontory Financial Group, alleging similar violations as are already present in our case against Hilltop. An update letter was mailed out to all current clients with a consent form to join the case attached. If you would like to join the case, even if you are not already involved in the Hilltop matter, you may sign and return the consent form to us. We are continuing to move forward on our first round of arbitrations in Hilltop, and have hearings scheduled for next spring. We will continue to post periodic updates as the case progresses. In the meantime, please contact our case clerk, Matt Yost, with questions or contact information changes. He can be reached by email at myost@nka.com or by phone at (612) 256-3242.