Southwest Research Institute 401(k) Investigation


Southwest Research Institute 401(k) Investigation

We are currently investigating Southwest Research Institute’s (SRI) management of its employee retirement plan for possible violations of the federal Employee Retirement Income Security Act (“ERISA”). We are investigating whether SRI gave improper preference to products affiliated with TIAA-CREF, the Plan’s recordkeeper.

If you are a current or former participant in the Southwest Research Institute Retirement Plan within the past six years, you may have a claim for damages.

To learn more about our investigation or discuss your potential claims, please contact Sean Kelly, our Case Development Coordinator, at (612) 256-3275 or

For more information about our Financial Services practice group, click here. You can also find information about other ERISA cases making similar allegations:

Prior results do not guarantee a similar outcome. Our ERISA cases and investigations are primarily handled by Paul J. Lukas, Esq., Brock J. Specht, Esq., and other attorneys of Nichols Kaster, PLLP, 4700 IDS Center, 80 South 8th Street, Minneapolis, MN 55402. Though these attorneys are located in Minnesota, they handle cases in jurisdictions across the country.

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Our team of passionate, talented professionals work every day on advancing and protecting people's rights. No entity is too big to play fair, so please don’t hesitate to reach out to our firm to discuss the details of your situation.